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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

517 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA24-229244789-5256 SMSG advice on the Consultation Paper on the Technical Advice to the European Commission on the amendments to the research provisions in the MiFID II Delegated Directive Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 201.29 KB
ESMA84-858037815-195 Final Report on the Technical Standards on the European Green Bonds Regulation Guidelines and Technical standards, Investor protection, Supervisory convergence, Sustainable finance Final Report DOWNLOAD 769.11 KB
ESMA71-1206669466-844 Verena Ross' Opening Remarks at the ESMA Conference 2025, 5 February 2025 About ESMA, Investor protection, Speeches Speech DOWNLOAD 162.3 KB
ESMA35-335435667-5921 Consultation Paper on the draft regulatory technical standards for the establishment of an EU code of conduct for issuer-sponsored research Investor protection Consultation Paper DOWNLOAD 346.28 KB
ESMA35-1872330276-1971 Warning on Crypto-assets Digital Finance and Innovation, Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 461.7 KB
JC 2024 61 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee Digital Finance and Innovation, Investor protection, Joint Committee Reference DOWNLOAD 144.04 KB
ESMA71-545613100-2666 Op-ed by Verena Ross – Empowering Europeans to invest for their futures, 20 November 2024 Investor protection, Speeches Speech DOWNLOAD 111.31 KB
JC 2024 88 Final Report on the Joint Guidelines on the system for the exchange of information relevant to fit and proper assessments Guidelines and Technical standards, Investor protection, Joint Committee Final Report DOWNLOAD 307.64 KB
ESMA35-43-2183 Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 184.06 KB
ESMA24-450544452-2484 ESMA-EIOPA Letter on the Retail Investment Strategy Investor protection Letter DOWNLOAD 313.27 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 235.13 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 188.28 KB
ESMA35-335435667-5979 Consultation Paper on technical Advice to the European Commission on the amendments to the research provisions in the MiFID II Delegated Directive Investor protection Consultation Paper DOWNLOAD 342.51 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.72 KB
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.64 KB
CPD24 Joint ESAs Consumer Protection Day 2024 - Programme Investor protection, Joint Committee Reference DOWNLOAD 170.54 KB
Related documents
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Translated versions
ESMA71-1146515930-438 Verena Ross' Keynote speech at the EUROFI Financial Forum, 12 September 2024 Investor protection, Speeches, Supervisory convergence Speech DOWNLOAD 197.7 KB
Related documents
Summary

Putting investors and companies at the heart of effective and attractive EU capital markets

Translated versions
ESMA35-335435667-5891 Consultation Paper on the Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies Investor protection Consultation Paper DOWNLOAD 439.86 KB
ESMA35-335435667-5928 Report on the 2023 Cross-border Provision of Investment Services to Retail Clients in the EU and EEA Investor protection Report DOWNLOAD 571.35 KB
JC 2024 42 Report of the JC SC CPFI workshop on behavioural insights Investor protection, Joint Committee Report DOWNLOAD 742.6 KB