|
|
ESMA50-524821-3402 |
TRV Article - Neo-brokers in the EU: Developments, benefits and risks |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 314.83 KB |
|
|
|
EBA/DP/2024/01 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 916.01 KB |
|
|
|
ESMA35-335435667-5924 |
Public Statement on AI and investment services |
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets |
Statement |
DOWNLOAD 206.21 KB |
|
|
|
ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
|
|
|
ESMA35-1983731921-788 |
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 185.51 KB |
|
|
|
ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
|
|
|
ESMA35-335435667-5923 |
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review |
Investor protection |
Reference |
DOWNLOAD 51.62 KB |
|
|
|
ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
|
|
|
|
|
ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
|
|
|
|
|
ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
|
|
|
ESMA34-1273004364-786 |
Call for expression of interest: Consultative Working Group for Investment Management Standing Committee |
Fund Management, Investor protection |
Reference |
DOWNLOAD 191.79 KB |
|
|
|
ESMA35-335435667-5871 |
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review |
Investor protection |
Statement |
DOWNLOAD 108.77 KB |
|
|
|
ESMA74-1103241886-912 |
Warning on posting Investment Recommendation on social media |
Investor protection, Market Abuse, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 1022.88 KB |
|
|
|
ESMA35-43-349 |
Q&As on MiFID II and MiFIR investor protection topics |
Investor protection, Supervisory convergence |
Q&A |
DOWNLOAD 1.18 MB |
|
|
|
ESMA35-43-3682 |
Discussion Paper on MiFID II investor protection topics linked to digitalisation |
Digital Finance and Innovation, Investor protection |
Consultation Paper |
DOWNLOAD 846.47 KB |
|
|
|
JC 2023 77 |
Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 431.89 KB |
|
|
|
ESMA71-545613100-2402 |
Making finance work for a sustainable future - Press Release |
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance |
Press Release |
DOWNLOAD 297.43 KB |
|
|
|
ESMA71-702228251-2720 |
ESMA contributions to sustainable finance - visuals |
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance |
Reference |
DOWNLOAD 829.77 KB |
|
|
|
ESAs JC Factsheet Sustainable Finance |
ESAs Joint Committee Sustainable Finance Factsheet |
Investor protection, Joint Committee, Sustainable finance |
Reference |
DOWNLOAD 1.21 MB |
|
| Related documents |
|
| Summary |
Download the documents and open them in Adobe Acrobat Reader to properly view the content of the pop-up boxes.
|
| Translated versions |
AT
, BE
, BE
, BG
, EL
, CS
, DE
, DA
, ET
, EL
, ES
, ES
, FI
, FI
, FR
, HR
, HU
, EN
, GA
, IT
, LT
, LU
, LU
, LU
, LV
, EN
, MT
, NL
, PL
, PT
, RO
, EN
, SV
, SK
, SL
|
|
|
|
ESMA24-450544452-1848 |
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 |
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading |
Reference |
DOWNLOAD 641.86 KB |
|
|
|
