ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
517 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA24-436-1150 | Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance | Reference | DOWNLOAD 701.79 KB | ||
| ESMA24-436-1425 | Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance | Statement | DOWNLOAD 619.63 KB | ||
| ESMA71-319-231 | Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 | Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance | Speech | DOWNLOAD 148.72 KB | ||
| ESMA35-43-3328 | Public statement on the impact of inflation in the context of investment services to retail clients | Investor protection | Statement | DOWNLOAD 132.05 KB | ||
| ESMA35-43-3172 | Final report - Guidelines on certain aspects of the MiFID II suitability requirements | Investor protection | Final Report | DOWNLOAD 612.85 KB | ||
| CPD22 | Joint ESAs Consumer Protection Day - Programme | Joint Committee, Investor protection | Reference | DOWNLOAD 234.44 KB | ||
| ESMA35-36-2621 | Final report EBA-ESMA on SREP guidelines under IFD | Investor protection | Final Report | DOWNLOAD 1.43 MB | ||
| ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | Investor protection, Risk monitoring | Reference | DOWNLOAD 428.33 KB | ||
| ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 320.25 KB | ||
| ESMA35-43-3301 | Report on Sanctions and measures imposed under MiFID II in 2021 | Investor protection | Report | DOWNLOAD 900.31 KB | ||
| ESMA35-43-3114 | CP on Review of the Guidelines on MiFID II product governance requirements | Investor protection | Consultation Paper | DOWNLOAD 718.74 KB | ||
| ESMA35-43-3137 | ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements | Investor protection, Supervisory convergence | Statement | DOWNLOAD 119.34 KB | ||
| ESMA35-43-3088 | Review of the MiFID II framework on best execution reports by investment firms | Investor protection | Final Report | DOWNLOAD 282.7 KB | ||
| ESMA35-42-1445 | Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation | Investor protection | Final Report | DOWNLOAD 235.72 KB | ||
| ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | Investor protection, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 274.55 KB | ||
| ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, Investor protection, Trading, Trading | Opinion | DOWNLOAD 1.76 MB | ||
| ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, Investor protection, Trading, Trading | Opinion | DOWNLOAD 849.59 KB | ||
| ESMA71-99-1935 | ESMA makes recommendations to improve investor protection | Investor protection, Press Releases | Press Release | DOWNLOAD 161.86 KB | ||
| ESMA35-42-1227 | Technical Advice on retail investor protection | Investor protection | Final Report | DOWNLOAD 646.19 KB | ||
| ESMA35-43-3112 | Letter to the EC on the MiFID II suitability consultation | Investor protection | Letter | DOWNLOAD 177.03 KB |