23/10/2023
ESMA24-450544452-1852
Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
About ESMA, Board of Supervisors, Digital Finance and Innovation, Investor protection, Market data, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance
Speech
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11/09/2023
ESMA71-545613100-2348
Verena Ross' speech at DDV-Forum 2023, 11 September 2023
Digital Finance and Innovation, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 143.01 KB
13/07/2023
ESMA42-2004696504-7627
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I
Supervisory convergence
Report
DOWNLOAD 482.4 KB
14/06/2023
ESMA34-32-352
Q&A on the Application of the AIFMD
Fund Management, Supervisory convergence
Q&A
DOWNLOAD 805.75 KB
06/06/2023
ESMA42-111-7570
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues
Supervisory convergence
Report
DOWNLOAD 925.06 KB
31/03/2023
ESMA70-1861941480-56
Q&A on MiFIR data reporting
Supervisory convergence, Trading
Q&A
DOWNLOAD 1.26 MB
13/03/2023
ESMA70-156-4448
Q&As - Central Securities Depositories Regulation
Post Trading, Supervisory convergence
Q&A
DOWNLOAD 608.2 KB
03/03/2023
ESMA71-102-173
ESMA Q&As - list of questions currently under development
Supervisory convergence
Reference
DOWNLOAD 138.43 KB
15/02/2023
ESMA42-111-7381
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links
Supervisory convergence
Final Report
DOWNLOAD 762.77 KB
08/02/2023
ESMA24-442-152
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023
Investor protection, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 134.02 KB
08/12/2022
ESMA71-99-2062
ESMA publishes its assessment of the Brexit relocation processes
Brexit, Supervisory convergence
Press Release
DOWNLOAD 96.02 KB
08/12/2022
ESMA42-111-7468
Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU
Brexit, Supervisory convergence
Report
DOWNLOAD 1.03 MB
26/10/2022
ESMA22-106-4247
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence
SMSG Advice
DOWNLOAD 232.86 KB
24/10/2022
ESMA24-436-1150
Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance
Reference
DOWNLOAD 701.79 KB
24/10/2022
ESMA24-436-1425
Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance
Statement
DOWNLOAD 619.63 KB
14/10/2022
ESMA71-319-231
Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022
Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 148.72 KB
01/08/2022
ESMA35-43-3339
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Guidelines and Technical standards, Supervisory convergence
Compliance table
DOWNLOAD 174.28 KB
08/07/2022
ESMA35-43-3137
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements
Investor protection, Supervisory convergence
Statement
DOWNLOAD 119.34 KB
01/04/2022
ESMA74-427-607
EMIR and SFTR data quality report 2021
Market data, Supervisory convergence
Report
DOWNLOAD 1.53 MB
10/03/2022
ESMA71-99-1856
Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC
Press Releases, Supervisory convergence
Press Release
DOWNLOAD 137.72 KB