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ESMA35-335435667-5928 |
Report on the 2023 Cross-border Provision of Investment Services to Retail Clients in the EU and EEA |
Investor protection |
Report |
DOWNLOAD 571.35 KB |
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JC 2024 42 |
Report of the JC SC CPFI workshop on behavioural insights |
Investor protection, Joint Committee |
Report |
DOWNLOAD 742.6 KB |
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ESMA50-524821-3402 |
TRV Article - Neo-brokers in the EU: Developments, benefits and risks |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 314.83 KB |
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EBA/DP/2024/01 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 916.01 KB |
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ESMA35-335435667-5924 |
Public Statement on AI and investment services |
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets |
Statement |
DOWNLOAD 206.21 KB |
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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
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ESMA35-1983731921-788 |
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 185.51 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
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ESMA35-335435667-5923 |
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review |
Investor protection |
Reference |
DOWNLOAD 51.62 KB |
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ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
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ESMA34-1273004364-786 |
Call for expression of interest: Consultative Working Group for Investment Management Standing Committee |
Fund Management, Investor protection |
Reference |
DOWNLOAD 191.79 KB |
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ESMA35-335435667-5871 |
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review |
Investor protection |
Statement |
DOWNLOAD 108.77 KB |
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ESMA74-1103241886-912 |
Warning on posting Investment Recommendation on social media |
Investor protection, Market Abuse, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 1022.88 KB |
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ESMA35-42-1088 |
Q&A on the European crowdfunding service providers for business Regulation |
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Q&A |
DOWNLOAD 457.72 KB |
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ESMA35-43-349 |
Q&As on MiFID II and MiFIR investor protection topics |
Investor protection, Supervisory convergence |
Q&A |
DOWNLOAD 1.18 MB |
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ESMA35-43-3682 |
Discussion Paper on MiFID II investor protection topics linked to digitalisation |
Digital Finance and Innovation, Investor protection |
Consultation Paper |
DOWNLOAD 846.47 KB |
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JC 2023 77 |
Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 431.89 KB |
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ESMA71-545613100-2402 |
Making finance work for a sustainable future - Press Release |
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance |
Press Release |
DOWNLOAD 297.43 KB |
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